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Derek Joseph Maisel

Morgan Stanley

Chandler, AZ

Gilbert, AZ

CRD 7492484

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-11-02
TX RA APPROVED 2022-11-02
  • AZ RA
    APPROVED
    Since 2022-11-02
  • TX RA
    APPROVED
    Since 2022-11-02

Branch Locations

Chandler, AZ • United States

400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 01/2022 08/2022
Tutorabc Taipei 11/2016 12/2021
Cambly Inc. Walnut CA 02/2021 07/2021
Airtutors Los Angeles CA 10/2021 12/2021
Unemployed San Luis De Santo Domingo 06/2016 11/2016
Morgan Stanley Gilbert AZ 08/2022 Present
  • 01/2022 → 08/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 11/2016 → 12/2021
    Tutorabc
    Taipei
  • 02/2021 → 07/2021
    Cambly Inc.
    Walnut, CA
  • 10/2021 → 12/2021
    Airtutors
    Los Angeles, CA
  • 06/2016 → 11/2016
    Unemployed
    San Luis De Santo Domingo
  • 08/2022 → Present
    Morgan Stanley
    Gilbert, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-02
S63 Uniform Securities Agent State Law Examination 2022-04-01
  • S66 Uniform Combined State Law Examination
    2022-11-02
  • S63 Uniform Securities Agent State Law Examination
    2022-04-01
Other Names
  • Derek Joseph Maisel Lauffenburger
  • Derek Maisel

View on SEC IAPD

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