Daniel Paul Vanden Boom

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2022-03-07

WI RA
APPROVED

Since 2022-03-07

Branch Locations

707 Cobblestone Lane, Kimberly, WI 54136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Uw Madison	Madison	WI	09/2017	12/2021
Kimberly High School	Kimberly	WI	09/2013	08/2017
Lpl Financial Llc	Kimberly	WI	02/2022	Present

09/2017 → 12/2021

Uw Madison

Madison, WI
09/2013 → 08/2017

Kimberly High School

Kimberly, WI
02/2022 → Present

Lpl Financial Llc

Kimberly, WI

Other Businesses

1) 01/31/2022 - Vanden Boom Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 01/31/2022 - Vanden Boom Verstegen Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 11/09/2023 - Other - Notary - Notary Public for the state of Wisconsin - Investment Related - At Reported Business Location(s) - Start Date 05/24/2023 - 1 Hour Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-04

S66 Uniform Combined State Law Examination

2022-03-04

View on SEC IAPD