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Austin Lee Carroll

Wells Fargo Advisors Financial Network, LLC

Peachtree City, GA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-21
  • GA RA
    APPROVED
    Since 2026-01-21

Branch Locations

101 World Dr Ste 175, Peachtree City, GA 30269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornerstone Retirement Group, Inc. Reno NV 01/2022 11/2023
Dyncorp International Fallon NV 09/2013 01/2022
Prime Capital Investment Advisors, Llc Overland Park KS 03/2023 09/2024
Mutual Advisors, Llc. Casper WY 09/2024 08/2025
Wells Fargo Advisors Financial Network, Llc Peachtree City GA 01/2026 Present
Amentum Fallon NV 09/2025 12/2025
  • 01/2022 → 11/2023
    Cornerstone Retirement Group, Inc.
    Reno, NV
  • 09/2013 → 01/2022
    Dyncorp International
    Fallon, NV
  • 03/2023 → 09/2024
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 09/2024 → 08/2025
    Mutual Advisors, Llc.
    Casper, WY
  • 01/2026 → Present
    Wells Fargo Advisors Financial Network, Llc
    Peachtree City, GA
  • 09/2025 → 12/2025
    Amentum
    Fallon, NV
Previous Registrations
Other Businesses

CARROLL WEALTH MANAGEMENT LLC ; INV RELATED; RENO,NV; FINET ADVISOR;100% OWNERSHIP; START DATE: 09/09/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-03-10
S65 Uniform Investment Adviser Law Examination 2021-01-07
  • S63 Uniform Securities Agent State Law Examination
    2026-03-10
  • S65 Uniform Investment Adviser Law Examination
    2021-01-07
Other Names
  • Austin Lee Carroll
  • Austin Carroll

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
WEALTHCARE FINANCIAL GROUP, INC.
LPL FINANCIAL LLC
BROOKSTONE WEALTH ADVISORS, LLC

Other Investors

RONALD WALTER BURDEKIN
Craig Austin Carroll
Daniel Wayne Clay
Cooper Helm
Robert Dahl
Thelvie Winston
TARCIA DENNISE TROUP
William Brett Bexley

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Peachtree City, GA
EDWARD JONES · PEACHTREE CITY, GA
GRADIENT SECURITIES, LLC · Peachtree City, GA
EDWARD JONES · Peachtree City, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Peachtree City, GA
EDWARD JONES · PEACHTREE CITY, GA
AMERIPRISE FINANCIAL SERVICES, LLC · PEACHTREE CITY, GA
WEALTHCARE FINANCIAL GROUP, INC. · PEACHTREE CITY, GA

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