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4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-12-21 |
| MI | RA | APPROVED | 2021-10-07 |
| GA | RA | APPROVED | 2020-07-20 |
Branch Locations
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US
4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
211 Prime Point Suite 2E, Peachtree City, GA 30269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services Inc | Peachtree City | GA | 06/2019 | 07/2020 |
| Prime Tax And Accounting Services Llc | Peachtree City | GA | 08/2018 | Present |
| Suntrust Bank | Atlanta | GA | 05/2013 | 12/2017 |
| Ultra-Homes Llc | Peachtree City | GA | 05/2011 | Present |
| Cougar Properties Llc | Peachtree City | GA | 01/2014 | Present |
| Gradient Securities, Llc | Arden Hills | MN | 07/2020 | Present |
| Prime Financial Solutions, Llc | Peachtree City | GA | 03/2020 | Present |
| Prime Financial Strategies, Llc | Peachtree City | GA | 07/2020 | Present |
1. PRIME TAX AND ACCOUNTING SERVICES, LLC; NOT INVESTMENT RELATED; 211 PRIME POINT, SUITE 2E, PEACHTREE CITY, GA 30269; ACCOUNTING SERVICES/TAX PREPARATION; ACCOUNTANT; START 08/2018; 160 HOURS PER MONTH; 130 HOURS DURING SECURITIES TRADING HOURS; PREPARE TAX RETURNS AND PROVIDE ACCOUNTING SERVICES; 2. COUGAR PROPERTIES, LLC; INVESTMENT RELATED; 201 PARKWAY DR, PEACHTREE CITY, GA 30269; RENTAL PROPERTY; OWNER; START 01/2014; 2 HOURS PER MONTH; 2 HOURS DURING SECURITIES TRADING HOURS; COLLECT RENT AND SCHEDULE REPAIRS. 3. ULTRA HOMES, LLC; NOT INVESTMENT RELATED; 201 PARKWAY DR, PEACHTREE CITY, GA 30269; AMAZON STORE; OWNER; START 05/2011; 5 HOURS PER MONTH; 5 HOURS DURING SECURITIES TRADING HOURS; ORDER INVENTORY AND SEND IT TO AMAZON FOR FULFILLMENT. 4. PRIME FINANCIAL STRATEGIES, LLC; INVESTMENT RELATED; 211 PRIME POINT, SUITE 2E, PEACHTREE CITY, GA 30269; FINANCIAL SERVICES; OWNER; START 07/2020; NAME USED FOR SECURITIES AND ADVISORY SERVICES. 5. PRIME FINANCIAL SOLUTIONS, LLC; INVESTMENT RELATED; 211 PRIME POINT, SUITE 2E, PEACHTREE CITY, GA 30269; INSURANCE; OWNER; THIS COMPANY IS NOT ACTIVE BUT IS SET UP FOR FUTURE USE FOR INSURANCE SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-23 |
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