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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-04-23
  • NJ RA
    APPROVED
    Since 2024-04-23

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Palisades Park, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 01/2022 02/2025
Dermatology And Laser Surgery Center Fort Lee NJ 09/2020 10/2021
Prestige Concept Llc Saddle Brook NJ 07/2020 09/2020
Bergen Community College Paramus NJ 01/2020 12/2021
Rutgers Business School Newark NJ 01/2022 05/2023
High School N15 Almaty 09/2015 06/2018
Unemployed Fort Lee NJ 07/2018 01/2020
Ubs Financial Services Inc. New York NY 02/2025 Present
  • 01/2022 → 02/2025
    Weehawken, NJ
  • 09/2020 → 10/2021
    Dermatology And Laser Surgery Center
    Fort Lee, NJ
  • 07/2020 → 09/2020
    Prestige Concept Llc
    Saddle Brook, NJ
  • 01/2020 → 12/2021
    Bergen Community College
    Paramus, NJ
  • 01/2022 → 05/2023
    Rutgers Business School
    Newark, NJ
  • 09/2015 → 06/2018
    High School N15
    Almaty
  • 07/2018 → 01/2020
    Unemployed
    Fort Lee, NJ
  • 02/2025 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-22
  • S66 Uniform Combined State Law Examination
    2024-04-22
Other Names
  • Mia Shamsuidinova

View on SEC IAPD

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