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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
1601 Elm St Ste 4350, Dallas, TX 75201 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Dallas | TX | 01/2022 | Present |
| Pre - Game | Lubbock | TX | 05/2020 | 12/2021 |
| Walz & Associates | Albuquerque | NM | 05/2019 | 08/2019 |
| La Cueva | Albuquerque | NM | 05/2016 | 05/2017 |
| Ouaz | Albuquerque | TX | 05/2017 | 12/2017 |
| Texas Tech University | Lubbock | TX | 12/2017 | 05/2019 |
| Texas Tech University | Lubbock | TX | 08/2019 | 05/2020 |
| Texas Tech University | Lubbock | TX | 12/2021 | 01/2022 |
Outside Employment; Geaux Sooners LLC, DBA Luminate; Client Service Specialist; Manage advisory business; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 01/10/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-18 |
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