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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-07-17
TX RA APPROVED 2026-07-17
  • MS RA
    APPROVED
    Since 2026-07-17
  • TX RA
    APPROVED
    Since 2026-07-17

Branch Locations

4 Willow Bend Dr Ste 1B, Hattiesburg, MS 39402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2022 07/2026
Sanderson Farms Laurel MS 10/2015 01/2022
Lpl Financial Llc Hattiesburg MS 07/2026 Present
  • 01/2022 → 07/2026
    St Louis, MO
  • 10/2015 → 01/2022
    Sanderson Farms
    Laurel, MS
  • 07/2026 → Present
    Hattiesburg, MS
Previous Registrations
  • 2022-04-04 → 2026-07-20
    Purvis, MS
    St Louis, MO
    Hattiesburg, MS
    Carriere, MS
Other Businesses

1. 07/2026 - Serene Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/17/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-01
  • S66 Uniform Combined State Law Examination
    2022-04-01
Other Names
  • Stacey Jay Clark

View on SEC IAPD

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