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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-13
  • NY RA
    APPROVED
    Since 2022-05-13

Branch Locations

100 Federal St Gwim Chief Investment Office (Cio), Boston, MA 02110 • United States

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2022 Present
Fairstead New York NY 07/2021 12/2021
Emerging Markets Investors Alliance Long Island City NY 01/2021 07/2021
Zs Associates Pune 03/2018 07/2019
Mahindra Ecole Centrale Hyderabad 08/2014 05/2018
Columbia University New York NY 09/2019 12/2020
Environmental Defense Fund New York NY 06/2020 08/2020
Nextsource New York NY 11/2021 12/2021
  • 01/2022 → Present
    New York, NY
  • 07/2021 → 12/2021
    Fairstead
    New York, NY
  • 01/2021 → 07/2021
    Emerging Markets Investors Alliance
    Long Island City, NY
  • 03/2018 → 07/2019
    Zs Associates
    Pune
  • 08/2014 → 05/2018
    Mahindra Ecole Centrale
    Hyderabad
  • 09/2019 → 12/2020
    Columbia University
    New York, NY
  • 06/2020 → 08/2020
    Environmental Defense Fund
    New York, NY
  • 11/2021 → 12/2021
    Nextsource
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-12
  • S66 Uniform Combined State Law Examination
    2022-05-12
Other Names
  • Rahul Vemuru
  • Venkatrahulreddy Vemuru

View on SEC IAPD

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