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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-13 |
Branch Locations
100 Federal St Gwim Chief Investment Office (Cio), Boston, MA 02110 • United States
One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2022 | Present |
| Fairstead | New York | NY | 07/2021 | 12/2021 |
| Emerging Markets Investors Alliance | Long Island City | NY | 01/2021 | 07/2021 |
| Zs Associates | Pune | 03/2018 | 07/2019 | |
| Mahindra Ecole Centrale | Hyderabad | 08/2014 | 05/2018 | |
| Columbia University | New York | NY | 09/2019 | 12/2020 |
| Environmental Defense Fund | New York | NY | 06/2020 | 08/2020 |
| Nextsource | New York | NY | 11/2021 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-12 |
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