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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors | Tampa | FL | 01/2022 | 05/2022 |
| Mvp Orthopedics Inc. | Tampa | FL | 05/2021 | 10/2021 |
| Scribeamerica | Lakeland | FL | 08/2019 | 03/2021 |
| University Of Florida | Gainesville Florida | FL | 08/2015 | 06/2019 |
| Trinity Wealth Securities, Llc | Tampa | FL | 03/2022 | 05/2022 |
| Td Bank N.A. | Sarasota | FL | 05/2022 | 04/2023 |
| Td Private Client Wealth Llc | Sarasota | FL | 05/2022 | 04/2023 |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2023 | Present |
| Cetera Investment Advisers Llc | Seminole | FL | 04/2023 | Present |
| Regions Bank | Seminole | FL | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-04-14 |
| S65 | Uniform Investment Adviser Law Examination | 2021-12-16 |
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