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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-12
  • FL RA
    APPROVED
    Since 2022-04-12

Branch Locations

3740 S 3Rd St, Jacksonville Beach, FL 32250 • United States

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

233 N 3Rd St, Jacksonville Beach, FL 32250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Atlantic Beach FL 01/2022 Present
Wells Fargo Bank, Na Atlantic Beach FL 01/2016 Present
Other Businesses

WEALTHY FAM, LLC; INV. RELATED; MIDDLEBURG,FL; 100% OWNERSHIP; START 11/1/2022; NUMBER OF HOURS PER MONTH 25; NUMBER OF HOURS DURING TRADING 0; HELPING FAMIKY CONSULT ON INVESTING. NOTARY PUBLIC, NOT INV RELATED, STATE OF FLORIDA, NOTARY PUBLIC, START 10/1/2022, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, NOTARIZING DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-11
  • S66 Uniform Combined State Law Examination
    2022-04-11
Other Names
  • Terry Kenneth Stephenson
  • Terry Stephenson

View on SEC IAPD

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