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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-04-08
  • WI RA
    APPROVED
    Since 2025-04-08

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Yanceyville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 03/2022 09/2022
Unemployed Renton WA 04/2020 03/2022
Multicare Health System Tacoma WA 11/2018 04/2020
Skagit Regional Health Mount Vernon WA 07/2017 11/2018
Western Governors University Oklahoma City OK 01/2015 07/2017
Optim Oncology Midwest City OK 07/2014 11/2016
Thrivent Investment Management Inc Minneapolis MN 09/2022 01/2025
Thrivent Financial Appleton WI 10/2022 01/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2025 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 02/2025 Present
  • 03/2022 → 09/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 04/2020 → 03/2022
    Unemployed
    Renton, WA
  • 11/2018 → 04/2020
    Multicare Health System
    Tacoma, WA
  • 07/2017 → 11/2018
    Skagit Regional Health
    Mount Vernon, WA
  • 01/2015 → 07/2017
    Western Governors University
    Oklahoma City, OK
  • 07/2014 → 11/2016
    Optim Oncology
    Midwest City, OK
  • 09/2022 → 01/2025
    Minneapolis, MN
  • 10/2022 → 01/2025
    Thrivent Financial
    Appleton, WI
  • 01/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2025 → Present
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
S63 Uniform Securities Agent State Law Examination 2022-05-04
  • S66 Uniform Combined State Law Examination
    2023-09-25
  • S63 Uniform Securities Agent State Law Examination
    2022-05-04
Other Names
  • Robert Quincy Mason
  • Robert Quincy Mason
  • Quincy Mason
  • Robert Q. Mason
  • Robert Mason

View on SEC IAPD

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