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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 03/2022 | 09/2022 |
| Unemployed | Renton | WA | 04/2020 | 03/2022 |
| Multicare Health System | Tacoma | WA | 11/2018 | 04/2020 |
| Skagit Regional Health | Mount Vernon | WA | 07/2017 | 11/2018 |
| Western Governors University | Oklahoma City | OK | 01/2015 | 07/2017 |
| Optim Oncology | Midwest City | OK | 07/2014 | 11/2016 |
| Thrivent Investment Management Inc | Minneapolis | MN | 09/2022 | 01/2025 |
| Thrivent Financial | Appleton | WI | 10/2022 | 01/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2025 | Present |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-04 |
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