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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 01/2022 | Present |
| Compass Industrial Sales, Inc. | Willow Springs | IL | 03/2021 | 12/2021 |
| Hub International | Chicago | IL | 07/2020 | 02/2021 |
| Msu Greenline | East Lansing | MI | 10/2019 | 06/2020 |
| Nbcuniversal | Chicago | IL | 06/2019 | 08/2019 |
| Quicken Loans | Detroit | MI | 05/2018 | 08/2018 |
| Live Nation | Tinley Park | IL | 05/2017 | 06/2017 |
| Full Time Student | Willow Springs | IL | 01/2011 | 05/2017 |
| Michigan State University | East Lansing | MI | 08/2016 | 05/2020 |
| Unemployed | Willow Springs | IL | 06/2020 | 07/2020 |
| Nuveen Asset Management, Llc | Chicago | IL | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-07 |
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