Brian Booe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → 08/2020
  Dicks Sporting Goods
  Burlington, NC
• 08/2017 → 05/2021
  Student
  Cullowhee, NC
• 01/2021 → 05/2021
  Mountain Credit Union
  Waynesville, NC
• 06/2021 → 01/2022
  Fields Auto Group
  Asheville, NC
• 05/2018 → 07/2018
  Jr Tobacco Of America
  Burlington, NC
• 08/2003 → 06/2017
  Student
  Burlington, NC
• 03/2022 → 09/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2022 → 09/2022
  Northwestern Mutual Investment Services Llc
  Asheville, NC
• 10/2022 → Present
  Lpl Financial Llc
  Fort Mill, SC

Exams

• S66 Uniform Combined State Law Examination
  2022-12-22
• S63 Uniform Securities Agent State Law Examination
  2022-07-21

Other Names

• Brian Booe
• Brian Burley Booe