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Chico Huang

Transamerica Financial Advisors, LLC

Pleasanton, CA

Glendale, AZ

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-06
CA RA APPROVED 2026-03-20
  • AZ RA
    APPROVED
    Since 2026-07-06
  • CA RA
    APPROVED
    Since 2026-03-20

Branch Locations

6700 Koll Center Pkwy Suite 160-P, Pleasanton, CA 94566 • United States

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Llc Pleasanton CA 03/2026 Present
Gpfis Irvine CA 06/2024 03/2026
Prudential Advisors Irvine CA 06/2023 04/2024
Newyork Life Irvine CA 12/2022 04/2023
Megaplus Consulting Bangkok 05/2010 11/2022
  • 03/2026 → Present
    Transamerica Financial Advisors, Llc
    Pleasanton, CA
  • 06/2024 → 03/2026
    Gpfis
    Irvine, CA
  • 06/2023 → 04/2024
    Prudential Advisors
    Irvine, CA
  • 12/2022 → 04/2023
    Newyork Life
    Irvine, CA
  • 05/2010 → 11/2022
    Megaplus Consulting
    Bangkok
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-30
  • S66 Uniform Combined State Law Examination
    2023-08-30

View on SEC IAPD

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JONATHAN CHARLES ILLIG
HOWARD COREY HERTZ
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KEVIN LYLE SHELTON
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DANIEL BURKE BELTRAN
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Other Offices

PRUDENT PROSPERA PLANNING, INC. · PLEASANTON, CA
CETERA INVESTMENT ADVISERS LLC · PLEASANTON, CA
PANDECT CATALYST FUND MANAGEMENT LLC · PLEASANTON, CA
ADAP TAX FINANCIAL, INC. · PLEASANTON, CA
BUCK WEALTH STRATEGIES, LLC · PLEASANTAN, CA
DEJARNATT, PAUL E · PLEASANTON, CA
LPL FINANCIAL LLC · PLEASANTON, CA
LEGACY WEALTH MANAGEMENT, LLC · Pleasanton, CA

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