Nicholas Paul Hartley

Employer firm

Windward Private Wealth Management Inc. CRD 113761

$310M regulatory AUM 9 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → Present
  Windward Private Wealth Management
  Overland Park, KS
• 08/2020 → 04/2021
  Indian Foothills Golf Course
  Marshall, MO
• 08/2019 → 08/2020
  Stonehedge Bar And Grill
  Marshall, MO
• 05/2017 → 08/2017
  Indian Foothills Golf Course
  Marshall, MO
• 08/2017 → 05/2021
  Missouri Valley College
  Marshall, MO
• 11/2018 → 05/2019
  Harrah's Kansas City
  North Kansas City, MO
• 05/2019 → 08/2019
  Indian Foothills Golf Course
  Marshall, MO
• 05/2018 → 08/2018
  Indian Foothills Golf Course
  Marshall, MO
• 08/2017 → 05/2018
  Common Good Natural Living
  Marshall, MO
• 05/2015 → 05/2017
  Marshall Cinema
  Marshall, MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-23

Designations

• Certified Financial Planner