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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-15 |
| IA | RA | APPROVED | 2023-10-03 |
Branch Locations
6919 Chancellor Dr Ste A, Cedar Falls, IA 50613-6926 • United States
Cedar Falls, IA • United States
1055 Longfellow Dr Ste A, Hiawatha, IA 52233-2069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Cedar Falls | IA | 01/2022 | 06/2023 |
| Waverly-Shell Rock School District | Waverly | IA | 01/2012 | 05/2019 |
| Fareway | Waverly | IA | 07/2015 | 08/2018 |
| Waverly-Shell Rock School District | Waverly | IA | 05/2019 | 12/2021 |
| Ameriprise Financial Services, Llc | Cedar Falls | IA | 09/2023 | Present |
Outside Employment; K&S Operations, LLC; Employee; Manage advisory business; 6919 Chancellor Dr, Ste A, Cedar Falls, IA, 50613; Investment-Related; 09/27/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-05 |
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