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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-20
  • CA RA
    APPROVED
    Since 2026-01-20

Branch Locations

3421 E. Imperial Highway Suite E-1, Brea, CA 92823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Brea CA 01/2022 Present
Ad.IQ Costa Mesa CA 10/2018 01/2022
The Container Store Costa Mesa CA 08/2017 10/2018
Anteater Television Irvine CA 09/2016 12/2016
Hotel Irvine Irvine CA 10/2015 06/2017
Charles Schwab Bank, Ssb Brea CA 11/2023 Present
  • 01/2022 → Present
    Brea, CA
  • 10/2018 → 01/2022
    Ad.IQ
    Costa Mesa, CA
  • 08/2017 → 10/2018
    The Container Store
    Costa Mesa, CA
  • 09/2016 → 12/2016
    Anteater Television
    Irvine, CA
  • 10/2015 → 06/2017
    Hotel Irvine
    Irvine, CA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Brea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-11
  • S66 Uniform Combined State Law Examination
    2025-08-11
Other Names
  • Sure Oeng

View on SEC IAPD

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