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Alexis Bowman

LPl Financial LLC

Waterville, ME

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2023-05-30
  • ME RA
    APPROVED
    Since 2023-05-30

Branch Locations

129 Silver Street, Waterville, ME 04901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Town Of Freedom-Cemetery Committee Freedom ME 05/2014 08/2020
Mount View High School Throndike ME 09/2014 06/2018
Mammie's Country Kitchen/Ridgetop Restaurant Unity/Knox ME 07/2017 05/2018
Thomas College Waterville ME 08/2018 12/2021
Thomas College Waterville ME 09/2019 05/2020
All Pro Waterville ME 12/2020 12/2021
Lpl Financial Llc Waterville ME 01/2022 Present
All Pro Waterville ME 06/2020 08/2020
Mammie's Country Kitchen/Ridgetop Restaurant Unity/Knox ME 06/2019 08/2019
  • 05/2014 → 08/2020
    Town Of Freedom-Cemetery Committee
    Freedom, ME
  • 09/2014 → 06/2018
    Mount View High School
    Throndike, ME
  • 07/2017 → 05/2018
    Mammie's Country Kitchen/Ridgetop Restaurant
    Unity/Knox, ME
  • 08/2018 → 12/2021
    Thomas College
    Waterville, ME
  • 09/2019 → 05/2020
    Thomas College
    Waterville, ME
  • 12/2020 → 12/2021
    All Pro
    Waterville, ME
  • 01/2022 → Present
    Lpl Financial Llc
    Waterville, ME
  • 06/2020 → 08/2020
    All Pro
    Waterville, ME
  • 06/2019 → 08/2019
    Mammie's Country Kitchen/Ridgetop Restaurant
    Unity/Knox, ME
Other Businesses

1)06/30/2022 - Golden Pond Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
  • S66 Uniform Combined State Law Examination
    2023-05-25

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ENCOMPASS MORE ASSET MANAGEMENT LLC
EXODUS WEALTH, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CHOICE WEALTH ADVISORS LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

Christopher B Beaulieu
Seth Timothy Carlson
Ryan Anthony Bean
Cheryl M Flewelling
LISA LYNNE POMERLEAU
ANIMA NIKONTHET
KEVIN RONALD SULLIVAN
BRIAN MICHAEL BERNATCHEZ

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Waterville, ME
EDWARD JONES · WATERVILLE, ME
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WATERVILLE, ME
LPL FINANCIAL LLC · WATERVILLE, ME
ENCOMPASS MORE ASSET MANAGEMENT LLC · Winslow, ME
LPL FINANCIAL LLC · WINSLOW, ME
EXODUS WEALTH, LLC · Waterville, ME
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Waterville, ME

More in Waterville, ME

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