Noah Baum

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 06/2017
  Ocean Township High School
  Oakhurst, NJ
• 08/2017 → 05/2021
  University Of Delaware
  Newark, DE
• 06/2021 → 08/2021
  Manasquan Bank
  Wall Township, NJ
• 08/2021 → 01/2022
  Unemployed
  Asbury Park, NJ
• 01/2022 → 02/2022
  Lpl Financial, Llc
  Ocean Township, NJ
• 06/2022 → 04/2023
  Morgan Stanley
  New York, NY
• 02/2022 → 06/2022
  Unemployed
  Asbury Park, NJ
• 04/2023 → 11/2023
  Zermatt Wealth Partners
  San Diego, CA
• 11/2023 → 02/2025
  Ubs Financian Services Inc.
  New York, NY
• 02/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2022 → 05/2022
  Bank Of America
  New York, NY
• 03/2025 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2023-12-07 → 2025-02-10
  Ubs Financial Services Inc.
  New York, NY
• 2023-04-28 → 2023-11-29
  Zermatt Wealth Partners
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-04-27
• S63 Uniform Securities Agent State Law Examination
  2022-05-02

Other Names

• Noah Baum
• Noah David Baum
• Noah D Baum