Fontella Natiya Moody

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2022-02-17
MD	RA	APPROVED	2021-08-16
VA	RA	APPROVED	2021-08-16

DC RA
APPROVED

Since 2022-02-17
MD RA
APPROVED

Since 2021-08-16
VA RA
APPROVED

Since 2021-08-16

Branch Locations

Waldorf, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fontella Moody Insurance Agency	Bryans Road	MD	11/2006	12/2019
State Farm Vp Management Corp	Bryans Road	MD	11/2006	12/2019
State Farm Insurance	Waldorf	MD	01/2020	Present
State Farm Vp Management Corp	Waldorf	MD	01/2020	Present
State Farm Investment Management Corp.	Waldorf	MD	08/2021	Present

11/2006 → 12/2019

Fontella Moody Insurance Agency

Bryans Road, MD
11/2006 → 12/2019

State Farm Vp Management Corp

Bryans Road, MD
01/2020 → Present

State Farm Insurance

Waldorf, MD
01/2020 → Present

State Farm Vp Management Corp

Waldorf, MD
08/2021 → Present

State Farm Investment Management Corp.

Waldorf, MD

Other Businesses

1) Fontella Moody Inc. DBA Legacy Leadership, non-investment-related, 10871 Constitution Drive Waldorf MD 20603, Public speaking, workshop and book on the empowerment of women of sexual abuse. owner, president - chairman, 05-10-2016, 100%, Control of the checkbook, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account, 20hr/mo. 10hr/mo. 2) Bryans Road Business Center, LLC, Investment-related, LLC to hold the office building., officer, president 100%, 03-02-2017, Control of the checkbook, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account, 2hr/mo. 2hr/mo. 3) LANDMARK WORLDWIDE, 6295 Edsall Rd. 203 Alexandria VA 22312, PERSONAL AND PROFESSIONAL DEVELOPMNET; Coach; 11/01/2019; REGISTERING PEOPLE INTO COURSES, LEADING TEAM FOR REGISTRATION; 24;12.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-06-03

S63 Uniform Securities Agent State Law Examination

2011-06-03

Designations

Chartered Financial Consultant

Other Names

Fontella Natiya Smith
Fontella Natiya Smith-Rogers

View on SEC IAPD