Joel Alan Miller

Current Employers

Employment History

• 04/2012 → Present
  Lpl Financial, Llc
  Omaha, NE
• 04/2012 → Present
  Private Advisor Group, Llc
  Omaha, NE

Previous Registrations

• 2007-09-27 → 2012-04-24
  Ameriprise Financial Services, Llc
  Omaha, NE
  Omaha, NE

Other Businesses

1) 09/20/2012: PRIVATE ADVISOR GROUP - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group - INV REL - AT REPORTED BUSINESS LOCATION - 100% TIME SPENT - Provide financial planning and asset management for a fee 2) 08/19/2016: J.A. Miller Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 14301 FNB Parkway, suite 311A, Omaha, NE 68154 - Start 10/01/2016 - 130 Hr/Mo; 100 Hours During Securities Trading 3) 08/31/2016: Private Advisor Group - Registered Investment Advisor DBA - DBA: (Hybrid) J.A. Miller Wealth Management - Investment Related - 14301 FNB Parkway, Suite 311A, Omaha, NE 68154 - Start 10/01/2016 - 100 Hr/Mo; 75 Hour(s) During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 8/30/16. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/5/2018 - Fidelity & Guaranty Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:10/22/2018 - 5 Hours Per Month/5 Hours During Trading. 5) 03/22/2019 - Sentinel Security Life - Not investment related - At reported business location(s) - Non-Variable Insurance - start date:03/13/2019 - 2 hrs/mo - 1 hr during trading. 6) May two thousand and twenty-three - INSURANCE SERVICES | DAN PETERSON LICENSED WITH THE LEADERS GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor- Start Date March two thousand and twenty-three - one Hour Per Month/ one Hour During Securities Trading 7) 06/12/2024 - Atlantic Coast Life Insurance - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 05/23/2024 - 1 Hour Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-25
• S63 Uniform Securities Agent State Law Examination
  2007-01-05