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Mma Securities LLC CRD 44254
10,839 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2024-03-27 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | South Burlington | VT | 06/2018 | 01/2022 |
| Crowley Insurance Agency | Burlington | VT | 11/2014 | 06/2018 |
| Td Bank N.A. | Burlington | VT | 01/2022 | 03/2024 |
| Td Private Client Wealth Llc | Burlington | VT | 01/2022 | 03/2024 |
| Mma Securities Llc | Milton | VT | 03/2024 | Present |
| Marsh Mclennan Agency | Milton | VT | 03/2024 | Present |
The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-18 |
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