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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-31 |
| CA | RA | APPROVED | 2023-10-26 |
Branch Locations
15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Pomona | CA | 01/2022 | 10/2023 |
| Wells Fargo Bank, Na | Pomona | CA | 05/2017 | 10/2023 |
| Pieology Pizzeria | Fullerton | CA | 04/2015 | 05/2017 |
| Morgan Stanley | Sherman Oaks | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-11 |
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