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72 E Center Street, Logan, UT 84321 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harold Dance | Logan | UT | 01/2022 | Present |
| Brigham Young University-Idaho | Farmington | UT | 09/2021 | 12/2023 |
| Utah State University Extension | Farmington | UT | 09/2020 | 12/2023 |
| Utah State University | Brigham City | UT | 01/2011 | 12/2023 |
| Texas Tech University | Lubbock | TX | 01/2024 | Present |
Name of other business: Texas Tech University. The business is not investment-related. Address of other business: Box 41210, Lubbock, TX 79409-1210 The nature of the other business is education & teaching. The positions and titles are Senior Lecturer. The start date of the relationship is January 2024. Approximately 20 hours per week during spring and fall semesters are devoted to the other business, all of which occur during securities trading hours. My duties include instructing students on basic financial management topics such as debt, credit, budgeting, savings, insurance, investing, home ownership, and retirement.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-14 |
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