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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-29 |
| TX | RA | APPROVED | 2024-08-29 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 10/2021 | Present |
| Jpmorgan Securities Llc | New York | NY | 10/2021 | Present |
| Northeastern University | Boston | MA | 08/2018 | 05/2020 |
| Ryder System Inc | Miami | FL | 06/2019 | 07/2019 |
| Unemployed | Miami | FL | 06/2020 | 09/2021 |
| Pennsylvania State University | State College | PA | 01/2017 | 08/2017 |
| Pennsylvania State University | University Park | PA | 08/2016 | 05/2018 |
| Unemployed | State College | PA | 06/2018 | 07/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-18 |
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