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Duncan Bowie

Phillips Financial

Fort Wayne, IN

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Current Employers
Phillips Financial

6920 Pointe Inverness Way Suite 230, Fort Wayne, IN 46804 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-04-02
  • IN RA
    APPROVED
    Since 2024-04-02

Branch Locations

6920 Pointe Inverness Way Suite 230, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana University Bloomington IN 01/2016 12/2019
Indiana University - Jacobs School Of Music Bloomington IN 08/2016 05/2018
Pourhouse Cafe Bloomington IN 04/2018 05/2020
Aldi Bloomington IN 03/2020 05/2020
Pnc Fort Wayne IN 05/2020 12/2021
Cx Institutional, Llc Auburn IN 01/2022 01/2024
Phillips Financial Management, Llc Fort Wayne IN 01/2024 Present
  • 01/2016 → 12/2019
    Indiana University
    Bloomington, IN
  • 08/2016 → 05/2018
    Indiana University - Jacobs School Of Music
    Bloomington, IN
  • 04/2018 → 05/2020
    Pourhouse Cafe
    Bloomington, IN
  • 03/2020 → 05/2020
    Aldi
    Bloomington, IN
  • 05/2020 → 12/2021
    Pnc
    Fort Wayne, IN
  • 01/2022 → 01/2024
    Cx Institutional, Llc
    Auburn, IN
  • 01/2024 → Present
    Phillips Financial Management, Llc
    Fort Wayne, IN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-25
S65 Uniform Investment Adviser Law Examination 2020-08-17
  • S63 Uniform Securities Agent State Law Examination
    2020-09-25
  • S65 Uniform Investment Adviser Law Examination
    2020-08-17
Designations

View on SEC IAPD

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Other Investors

GEORGE ROBERT DONNER
ADAM ANTHONY BEARD
JOHN DAVID MEYER
DAVID MICHAEL MEYER
NOEL HOLLIS KNOX
Kyle Edward Farmer
Joseph A Hampton
KEVIN THOMAS NOLL

Other Offices

MONARCH CAPITAL MANAGEMENT INC · FORT WAYNE, IN
SOLVE CONSULTING GROUP, LLC · FORT WAYNE, IN
EDWARD JONES · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · FORT WAYNE, IN
LPL FINANCIAL LLC · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · Fort Wayne, IN
TRADEWELL TAX & FINANCIAL · FORT WAYNE, IN
WELLS FARGO CLEARING SERVICES, LLC · FORT WAYNE, IN

More in Fort Wayne, IN

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