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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-02
TX RA APPROVED 2025-12-01
  • GA RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-01

Branch Locations

2975 Holcomb Bridge Rd, Alpharetta, GA 30022 • United States

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Suwanee GA 10/2019 12/2025
Bank Of America, N.A. Suwanee GA 10/2019 12/2025
Pnc Bank Marietta GA 07/2018 10/2019
Bank Of America Roswell GA 10/2013 07/2019
Shorter University Rome GA 04/2018 04/2021
Wells Fargo Clearing Services, Llc. Cumming GA 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-07
  • S66 Uniform Combined State Law Examination
    2022-06-07

View on SEC IAPD

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