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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-02 |
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
2975 Holcomb Bridge Rd, Alpharetta, GA 30022 • United States
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Suwanee | GA | 10/2019 | 12/2025 |
| Bank Of America, N.A. | Suwanee | GA | 10/2019 | 12/2025 |
| Pnc Bank | Marietta | GA | 07/2018 | 10/2019 |
| Bank Of America | Roswell | GA | 10/2013 | 07/2019 |
| Shorter University | Rome | GA | 04/2018 | 04/2021 |
| Wells Fargo Clearing Services, Llc. | Cumming | GA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-07 |
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