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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-31
  • NC RA
    APPROVED
    Since 2022-08-31

Branch Locations

12333 Strickland Road Suite 106, Raleigh, NC 27613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Danny Newton Insurance Agency Raleigh NC 05/2015 07/2022
State Farm Vp Management Corp Raleigh NC 02/2022 01/2023
State Farm Insurance Raleigh NC 07/2022 01/2023
State Farm Investment Management Corp Raleigh NC 08/2022 01/2023
Miles Cooper Insurance Agency Raleigh NC 01/2023 Present
State Farm Investment Management Corp Raleigh NC 01/2023 Present
State Farm Vp Management Corp Raleigh NC 01/2023 Present
  • 05/2015 → 07/2022
    Danny Newton Insurance Agency
    Raleigh, NC
  • 02/2022 → 01/2023
    State Farm Vp Management Corp
    Raleigh, NC
  • 07/2022 → 01/2023
    State Farm Insurance
    Raleigh, NC
  • 08/2022 → 01/2023
    Raleigh, NC
  • 01/2023 → Present
    Miles Cooper Insurance Agency
    Raleigh, NC
  • 01/2023 → Present
    Raleigh, NC
  • 01/2023 → Present
    State Farm Vp Management Corp
    Raleigh, NC
Other Businesses

1) Miles Cooper's Insurance Agency; Investment-related; 12333 Strickland Road Suite 106 Raleigh NC 27613; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; 01/01/2023; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-29
S63 Uniform Securities Agent State Law Examination 2022-06-03
  • S65 Uniform Investment Adviser Law Examination
    2022-08-29
  • S63 Uniform Securities Agent State Law Examination
    2022-06-03

View on SEC IAPD

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