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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-24
NJ RA APPROVED 2025-03-24
  • CO RA
    APPROVED
    Since 2025-03-24
  • NJ RA
    APPROVED
    Since 2025-03-24

Branch Locations

5 Marine View Plaza Suite 222, Hoboken, NJ 07030 • United States

Clayton, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loveland High School Loveland CO 08/2016 05/2020
Journey Homes Construction Fort Collins CO 06/2017 09/2017
Skechers Fort Collins CO 10/2017 05/2018
Mariana Butte Golf Course Loveland CO 05/2018 09/2021
New Mexico State University Las Cruces NM 09/2020 05/2021
Highland Meadows Golf Course Windsor CO 05/2022 09/2022
Grand Canyon University Phoenix NM 09/2021 04/2023
American Income Life Cincinnati OH 10/2022 01/2023
Anb Bank Fort Collins CO 04/2023 12/2023
Thrivent Investment Management Inc Loveland CO 12/2023 03/2025
Plummer Insurance Fort Collins CO 01/2023 06/2023
Thrivent Financial Appleton WI 12/2023 05/2024
Thrivent Financial Appleton WI 05/2024 03/2025
Lpl Financial Hoboken NJ 03/2025 Present
  • 08/2016 → 05/2020
    Loveland High School
    Loveland, CO
  • 06/2017 → 09/2017
    Journey Homes Construction
    Fort Collins, CO
  • 10/2017 → 05/2018
    Skechers
    Fort Collins, CO
  • 05/2018 → 09/2021
    Mariana Butte Golf Course
    Loveland, CO
  • 09/2020 → 05/2021
    New Mexico State University
    Las Cruces, NM
  • 05/2022 → 09/2022
    Highland Meadows Golf Course
    Windsor, CO
  • 09/2021 → 04/2023
    Grand Canyon University
    Phoenix, NM
  • 10/2022 → 01/2023
    American Income Life
    Cincinnati, OH
  • 04/2023 → 12/2023
    Anb Bank
    Fort Collins, CO
  • 12/2023 → 03/2025
    Loveland, CO
  • 01/2023 → 06/2023
    Plummer Insurance
    Fort Collins, CO
  • 12/2023 → 05/2024
    Thrivent Financial
    Appleton, WI
  • 05/2024 → 03/2025
    Thrivent Financial
    Appleton, WI
  • 03/2025 → Present
    Lpl Financial
    Hoboken, NJ
Previous Registrations
Other Businesses

1- 03/2025 / Assistant Golf Coach - Thompson School District / Coach/Sports/ Fitness / Not Investment Related / 10 hrs mth / Loveland, CO / Start date: 09/25/2024 2- 03/2025 / Breakaway Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-02
S63 Uniform Securities Agent State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2024-05-02
  • S63 Uniform Securities Agent State Law Examination
    2024-03-08
Other Names
  • Blaine Allen Tucker

View on SEC IAPD

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