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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-24 |
| NJ | RA | APPROVED | 2025-03-24 |
Branch Locations
5 Marine View Plaza Suite 222, Hoboken, NJ 07030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loveland High School | Loveland | CO | 08/2016 | 05/2020 |
| Journey Homes Construction | Fort Collins | CO | 06/2017 | 09/2017 |
| Skechers | Fort Collins | CO | 10/2017 | 05/2018 |
| Mariana Butte Golf Course | Loveland | CO | 05/2018 | 09/2021 |
| New Mexico State University | Las Cruces | NM | 09/2020 | 05/2021 |
| Highland Meadows Golf Course | Windsor | CO | 05/2022 | 09/2022 |
| Grand Canyon University | Phoenix | NM | 09/2021 | 04/2023 |
| American Income Life | Cincinnati | OH | 10/2022 | 01/2023 |
| Anb Bank | Fort Collins | CO | 04/2023 | 12/2023 |
| Thrivent Investment Management Inc | Loveland | CO | 12/2023 | 03/2025 |
| Plummer Insurance | Fort Collins | CO | 01/2023 | 06/2023 |
| Thrivent Financial | Appleton | WI | 12/2023 | 05/2024 |
| Thrivent Financial | Appleton | WI | 05/2024 | 03/2025 |
| Lpl Financial | Hoboken | NJ | 03/2025 | Present |
1- 03/2025 / Assistant Golf Coach - Thompson School District / Coach/Sports/ Fitness / Not Investment Related / 10 hrs mth / Loveland, CO / Start date: 09/25/2024 2- 03/2025 / Breakaway Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-08 |
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