Best Investors Account Sign in

Ellie A Sturgeon

Morgan Stanley

Waukesha, WI

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-08
WI RA APPROVED 2024-02-12
  • TX RA
    APPROVED
    Since 2024-03-08
  • WI RA
    APPROVED
    Since 2024-02-12

Branch Locations

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Waukesha WI 12/2023 Present
Stifel Brookfield WI 07/2023 11/2023
Ellenbecker Investment Group Waukesha WI 10/2022 05/2023
Northwestern Mutual Milwaukee WI 05/2022 10/2022
Swimwest Swim School Madison WI 03/2021 06/2022
University Of Wisconsin - Madison Madison WI 04/2021 11/2021
University Of Wisconsin - Madison Madison WI 05/2020 04/2021
End Of The Leash Mukwonago WI 04/2018 03/2020
Point Burger Bar Waukesha WI 10/2017 04/2018
Cousins Subs Pewaukee WI 01/2017 10/2017
Pewaukee High School Pewaukee WI 09/2015 06/2019
Pewaukee School District Pewaukee WI 09/2012 06/2019
  • 12/2023 → Present
    Morgan Stanley
    Waukesha, WI
  • 07/2023 → 11/2023
    Stifel
    Brookfield, WI
  • 10/2022 → 05/2023
    Ellenbecker Investment Group
    Waukesha, WI
  • 05/2022 → 10/2022
    Northwestern Mutual
    Milwaukee, WI
  • 03/2021 → 06/2022
    Swimwest Swim School
    Madison, WI
  • 04/2021 → 11/2021
    University Of Wisconsin - Madison
    Madison, WI
  • 05/2020 → 04/2021
    University Of Wisconsin - Madison
    Madison, WI
  • 04/2018 → 03/2020
    End Of The Leash
    Mukwonago, WI
  • 10/2017 → 04/2018
    Point Burger Bar
    Waukesha, WI
  • 01/2017 → 10/2017
    Cousins Subs
    Pewaukee, WI
  • 09/2015 → 06/2019
    Pewaukee High School
    Pewaukee, WI
  • 09/2012 → 06/2019
    Pewaukee School District
    Pewaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-12
  • S66 Uniform Combined State Law Examination
    2024-02-12
Other Names
  • Ellie Ann Kaczkowski
  • Ellie Kaczkowski
  • Ellie A Kaczkowski

View on SEC IAPD

Other Firms

DANA INVESTMENT ADVISORS INC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WORLD INVESTMENT ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

More in Waukesha, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor