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David Wing

Mml Investors Services, LLC

Redondo Beach, CA

Los Angeles, CA

CRD 7488306

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-27
  • CA RA
    APPROVED
    Since 2026-03-27

Branch Locations

Redondo Beach, CA • United States

444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co. Los Angeles CA 01/2024 Present
Mml Investors Services, Llc Los Angeles CA 01/2022 Present
Lenox Advisors, Inc Los Angeles CA 01/2022 Present
University Of Southern California Los Angeles CA 12/2018 12/2021
El Camino College Torrance CA 08/2018 12/2018
New York Islanders Hockey Club Syosset NY 08/2016 05/2018
Unemployed Los Angeles CA 05/2018 08/2018
  • 01/2024 → Present
    Massmutual Life Insurance Co.
    Los Angeles, CA
  • 01/2022 → Present
    Mml Investors Services, Llc
    Los Angeles, CA
  • 01/2022 → Present
    Lenox Advisors, Inc
    Los Angeles, CA
  • 12/2018 → 12/2021
    University Of Southern California
    Los Angeles, CA
  • 08/2018 → 12/2018
    El Camino College
    Torrance, CA
  • 08/2016 → 05/2018
    New York Islanders Hockey Club
    Syosset, NY
  • 05/2018 → 08/2018
    Unemployed
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-24
  • S66 Uniform Combined State Law Examination
    2026-03-24

View on SEC IAPD

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