Nicholas Bennett

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-22
KS	RA	APPROVED	2026-04-21

TX RA
APPROVED_RES

Since 2026-04-22
KS RA
APPROVED

Since 2026-04-21

Branch Locations

3310 Mesa Way Ste. 101, Lawrence, KS 66049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kansas Highway Patrol	Topeka	KS	07/2017	10/2021
Mil Spec	Lawrence	KS	07/2016	06/2017
Nations Financial Group	Cedar Rapids	IA	10/2021	04/2026
Lpl Financial Llc	Lawrence	KS	04/2026	Present

07/2017 → 10/2021

Kansas Highway Patrol

Topeka, KS
07/2016 → 06/2017

Mil Spec

Lawrence, KS
10/2021 → 04/2026

Nations Financial Group

Cedar Rapids, IA
04/2026 → Present

Lpl Financial Llc

Lawrence, KS

Previous Registrations

2022-05-10 → 2026-04-27

Nations Financial Group, Inc.

Lawrence, KS

Other Businesses

1. 04/2026 - Fifteen22 Financial Partners - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 130 Hrs During Trading - OBA start date: 4/21/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-09

S66 Uniform Combined State Law Examination

2022-05-09

Other Names

Nick Bennett

View on SEC IAPD