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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-23 |
| NY | RA | APPROVED | 2024-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum | Brooklyn | NY | 04/2019 | 07/2019 |
| Qibin Llc | Lawton | OK | 05/2017 | 02/2019 |
| Td Bank N.A | Forest Hills | NY | 09/2019 | 01/2024 |
| Td Private Client Wealth Llc | Forest Hills | NY | 01/2022 | 01/2024 |
| J.P. Morgan Securities Llc | Flushing | NY | 01/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Flushing | NY | 01/2024 | Present |
| Charter Communications | Brooklyn | NY | 04/2019 | 07/2019 |
| Unemployed | Norman | OK | 04/2015 | 04/2017 |
| Unemployed | Brooklyn | NY | 03/2019 | 03/2019 |
| Unemployed | Brooklyn | NY | 08/2019 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 2022-03-10 |
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