Carlos Fernando Asencio Valentin

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-30
FL	RA	APPROVED	2024-12-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
University Of Puerto Rico- Rio Piedras Campus	Rio Piedras	PR	06/2015	06/2017
Intramericana University	San Juan	PR	08/2019	05/2021
Oakley Sunglasses	San Juan	PR	05/2019	10/2019
Tommy Hilfiger	Atlanta	GA	06/2018	12/2018
Investment Planners Inc.	Decatur	IL	01/2022	Present
Life University	Marietta	GA	07/2017	05/2018
Unemployed	San Juan	PR	01/2019	04/2019
Advisers Alliance	Carolina	PR	05/2021	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	09/2022	Present
Bank Of America, N.A.	Jacksonville	FL	06/2025	Present

06/2015 → 06/2017

University Of Puerto Rico- Rio Piedras Campus

Rio Piedras, PR
08/2019 → 05/2021

Intramericana University

San Juan, PR
05/2019 → 10/2019

Oakley Sunglasses

San Juan, PR
06/2018 → 12/2018

Tommy Hilfiger

Atlanta, GA
01/2022 → Present

Investment Planners Inc.

Decatur, IL
07/2017 → 05/2018

Life University

Marietta, GA
01/2019 → 04/2019

Unemployed

San Juan, PR
05/2021 → Present

Advisers Alliance

Carolina, PR
09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
06/2025 → Present

Bank Of America, N.A.

Jacksonville, FL

Insurance Agent for Traditional Insurance Sales- 2021 268 Ave Ponce De Leon Suite 806 San Juan, PR 00918 60 hours a month and 20 hours per day.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-05
S63	Uniform Securities Agent State Law Examination	2023-04-07

Other Firms