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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-03 |
Branch Locations
101 Autumn Hall Drive Suite 220, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Wilmington | NC | 12/2020 | 03/2023 |
| Walgreens | Wilmington | NC | 09/2020 | 12/2020 |
| Walgreens | Greensboro | NC | 09/2019 | 09/2020 |
| Walgreens | Wilmington | NC | 03/2018 | 09/2019 |
| Chopt Creative Salad Co | Wilmington | NC | 06/2017 | 03/2018 |
| Rite Aid | Wilmington | NC | 11/2015 | 06/2017 |
| First Citizens Investor Services | Raleigh | NC | 01/2022 | 03/2023 |
| Ubs Financial Services Inc | Wilmington | NC | 03/2023 | 05/2024 |
| Raymond James & Associates | Wilmington | NC | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-25 |
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