Best Investors Account Sign in

William Edward Smith

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-22
  • NC RA
    APPROVED
    Since 2023-08-22

Branch Locations

2821 Pineville Matthews Rd, Charlotte, NC 28270 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Army Navy Store Dba Direct Uniform Charlotte NC 01/2015 06/2021
First Citizens Investor Services Raleigh NC 01/2022 07/2023
First Citizens Bank Charlotte NC 09/2021 07/2023
Wells Fargo Clearing Services, Llc Charlotte NC 08/2023 Present
Wells Fargo Bank, Na Charlotte NC 07/2023 Present
  • 01/2015 → 06/2021
    American Army Navy Store Dba Direct Uniform
    Charlotte, NC
  • 01/2022 → 07/2023
    First Citizens Investor Services
    Raleigh, NC
  • 09/2021 → 07/2023
    First Citizens Bank
    Charlotte, NC
  • 08/2023 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 07/2023 → Present
    Wells Fargo Bank, Na
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-22
S63 Uniform Securities Agent State Law Examination 2022-02-28
  • S65 Uniform Investment Adviser Law Examination
    2023-08-22
  • S63 Uniform Securities Agent State Law Examination
    2022-02-28
Other Names
  • Will Smith
  • William Edward Smith
  • William Smith

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor