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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-07-03 |
Branch Locations
2212 E Moreland Blvd Ste 100, Waukesha, WI 53186-2918 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Brookfield | WI | 11/2021 | 07/2024 |
| Waukesha School District | Waukesha | WI | 09/2020 | 12/2022 |
| Fedex Express | Waukesha | WI | 09/2016 | 09/2021 |
| Bluemel's Garden & Landscape Center | Greenfield | WI | 04/2012 | 09/2016 |
| The Prudential Insurance Company Of America | Brookfield | WI | 03/2022 | 07/2024 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 07/2024 | Present |
Board of Directors; Stillwater Condominiums HOA Board; Intern; W243N2344 Saddle Brook Dr, , Pewaukee, WI, 53072; Not Investment-Related; 01/13/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Music Streaming; I am a musician who writes, records, and mixes music outside of business hours as a hobby. I would like to release my music to streaming services for people to enjoy, and these streaming services pay royalties. The music is mostly electronic, the lyrics are clean, and all activities take place outside of market and business hours.; N24 W24217 Saddle Brook Dr, Unit B, Pewaukee, WI, 53072; Not Investment-Related; 05/31/2025; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-11 |
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