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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-04-30
CA RA APPROVED 2026-02-26
FL RA APPROVED 2025-03-13
NY RA APPROVED 2025-03-12
NJ RA APPROVED 2024-10-21
  • NV RA
    APPROVED
    Since 2026-04-30
  • CA RA
    APPROVED
    Since 2026-02-26
  • FL RA
    APPROVED
    Since 2025-03-13
  • NY RA
    APPROVED
    Since 2025-03-12
  • NJ RA
    APPROVED
    Since 2024-10-21

Branch Locations

20 Corporate Woods Blvd, Suite 302 Ms: Nyac10, Albany, NY 12211 • United States

3265 Highway 9 Ms: Nj136, Freehold, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 10/2019 10/2024
Santander Securities, Llc Dorchester MA 01/2022 10/2024
Ralph Lauren Tinton Falls NJ 07/2019 08/2019
Tj Maxx Wall Township NJ 09/2018 07/2019
Unemployed Farmingdale NJ 05/2015 08/2018
Unemployed Farmingdale NJ 08/2019 10/2019
Citizens Securities, Inc. Freehold NJ 10/2024 Present
Citizens Bank Freehold NJ 10/2024 Present
  • 10/2019 → 10/2024
    Santander Bank, Na
    Boston, MA
  • 01/2022 → 10/2024
    Dorchester, MA
  • 07/2019 → 08/2019
    Ralph Lauren
    Tinton Falls, NJ
  • 09/2018 → 07/2019
    Tj Maxx
    Wall Township, NJ
  • 05/2015 → 08/2018
    Unemployed
    Farmingdale, NJ
  • 08/2019 → 10/2019
    Unemployed
    Farmingdale, NJ
  • 10/2024 → Present
    Freehold, NJ
  • 10/2024 → Present
    Citizens Bank
    Freehold, NJ
Previous Registrations
Other Businesses

Notary Public - NJ Position: Notary Type of Entity: Bank Notary Responsibilities of Position: Bank Notary Monthly Compensation / Net Profit: $0 Date of Initial Involvement: 11/01/2024 Approximate Amount of Time Devoted on a Monthly Basis: 1 Hour

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-23
S65 Uniform Investment Adviser Law Examination 2023-10-23
S63 Uniform Securities Agent State Law Examination 2022-04-22
  • S65 Uniform Investment Adviser Law Examination
    2023-10-23
  • S65 Uniform Investment Adviser Law Examination
    2023-10-23
  • S63 Uniform Securities Agent State Law Examination
    2022-04-22
Other Names
  • Prescilla T Murphy

View on SEC IAPD

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