Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-03
AR RA APPROVED 2022-05-24
  • TX RA
    APPROVED
    Since 2022-08-03
  • AR RA
    APPROVED
    Since 2022-05-24

Branch Locations

4262 Central Avenue Suite A, Hot Springs, AR 71913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Hot Springs AR 02/2022 Present
Textbook Management Services, Llc Hot Springs AR 04/2016 12/2021
Trejo's Mexican Restaurant, Inc. Hot Springs AR 02/2014 12/2021
Morgan Stanley Private Bank, N.A. New York NY 06/2022 Present
  • 02/2022 → Present
    Morgan Stanley Smith Barney Llc
    Hot Springs, AR
  • 04/2016 → 12/2021
    Textbook Management Services, Llc
    Hot Springs, AR
  • 02/2014 → 12/2021
    Trejo's Mexican Restaurant, Inc.
    Hot Springs, AR
  • 06/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

*484969- St Mary of the Springs Catholic Church; Investment related No; Hot Springs, Arkansas; Non-Profit; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2020; During business hours: 1; After business hours: 3; Advisory *486642- Mi Tierra of Hot Springs, SLLC; Investment related Yes; Hot Springs, Arkansas; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours: 1; After business hours: 4; Property Management, Administrative *496697 - National Park College; Investment related: No; Hot Springs, Arkansas; Business Divison Advisory Council; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 08/2018; During business hours: 1; After business hours: 1; Business Division Advisory Council

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-24
  • S66 Uniform Combined State Law Examination
    2022-05-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hot Springs, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor