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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Durand-Arkansaw School District | Durand | WI | 08/2019 | 05/2022 |
| Glenwood City School District | Glenwood City | WI | 08/2017 | 08/2019 |
| St. Croix Central School District | Roberts | WI | 08/2014 | 08/2017 |
| Woodbury Financial Services Inc | Menomonie | WI | 01/2022 | 01/2024 |
| Osaic Wealth, Inc. | Menomonie | WI | 01/2024 | 04/2025 |
| Lpl Financial, Llc | Durand | WI | 04/2025 | Present |
1- 04/2025 / Chippewa River Holdings LLC / Real Estate Rental / Investment Related / Durand WI / Start Date: 07/01/2024 2- 04/2025 / Basketball Officiating through WIAA / Coach/Sports/Fitness / Not Investment Related / 5 hrs mth / EAU CLAIRE, WI / Start date: 11/01/2016 3- 04/2025 / WS Acres / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Eau Claire WI / Start date: 04/01/2019 4- 04/2025 / Waznik Heike Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-11 |
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