Herbert Roldan Flores

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → 01/2023
  J.P. Morgan Securities Llc
  Austin, TX
• 11/2022 → 01/2023
  Jpmorgan Chase Bank, N.A.
  Austin, TX
• 11/2016 → 08/2022
  Eudaemonia, Llc
  Barceloma
• 12/2015 → 10/2016
  Unemployed
  San Jose, CA
• 01/2023 → 12/2025
  Mission Wealth Management, Lp
  Austin, TX
• 12/2025 → Present
  Farther
  Dripping Springs, TX
• 09/2022 → 10/2022
  Unemployed
  Austin, TX

Previous Registrations

• 2023-02-27 → 2025-12-11
  Mission Wealth Management, Lp
  Austin, TX
  Austin, TX
• 2014-02-13 → 2015-11-30
  Bancwest Investment Services, Inc.
  San Jose, CA
• 2013-01-25 → 2014-02-05
  U.S. Bancorp Advisors, Llc
  Saratoga, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-21
• S66 Uniform Combined State Law Examination
  2022-08-24
• S63 Uniform Securities Agent State Law Examination
  2006-06-30

Designations

• Certified Financial Planner

Other Names

• Herbert R Flores
• Herb Flores