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Frank M Orrico

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Knoxville, TN

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-03
TN RA APPROVED 2025-01-07
  • TX RA
    APPROVED
    Since 2025-02-03
  • TN RA
    APPROVED
    Since 2025-01-07

Branch Locations

800 S Gay St, Knoxville, TN 37929 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Knoxville TN 01/2022 Present
Cheers At Choto Knoxville TN 05/2019 09/2023
Unemployed Knoxville TN 01/2014 05/2020
University Of Tennessee Knoxville TN 01/2021 04/2021
Ingles Markets, Inc. Knoxville TN 04/2020 07/2020
University Of Tennessee Knoxville Knoxville TN 08/2020 05/2024
  • 01/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Knoxville, TN
  • 05/2019 → 09/2023
    Cheers At Choto
    Knoxville, TN
  • 01/2014 → 05/2020
    Unemployed
    Knoxville, TN
  • 01/2021 → 04/2021
    University Of Tennessee
    Knoxville, TN
  • 04/2020 → 07/2020
    Ingles Markets, Inc.
    Knoxville, TN
  • 08/2020 → 05/2024
    University Of Tennessee Knoxville
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-06
  • S66 Uniform Combined State Law Examination
    2025-01-06

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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