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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-04
IL RA APPROVED 2024-04-03
  • TX RA
    APPROVED
    Since 2024-04-04
  • IL RA
    APPROVED
    Since 2024-04-03

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 06/2022 Present
Maine West High School Des Plaines IL 01/2016 07/2017
Rolling Meadows High School Rolling Meadows IL 06/2017 06/2019
Dominos Des Plaines IL 06/2016 02/2017
Kohls Mount Prospect IL 11/2018 01/2019
Culvers Mount Prospect IL 02/2019 02/2022
Harper College Palatine IL 01/2019 01/2022
Sam's Farmer Market Des Plaines IL 02/2017 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2022 07/2022
  • 06/2022 → Present
    Rolling Meadows, IL
  • 01/2016 → 07/2017
    Maine West High School
    Des Plaines, IL
  • 06/2017 → 06/2019
    Rolling Meadows High School
    Rolling Meadows, IL
  • 06/2016 → 02/2017
    Dominos
    Des Plaines, IL
  • 11/2018 → 01/2019
    Kohls
    Mount Prospect, IL
  • 02/2019 → 02/2022
    Culvers
    Mount Prospect, IL
  • 01/2019 → 01/2022
    Harper College
    Palatine, IL
  • 02/2017 → 11/2018
    Sam's Farmer Market
    Des Plaines, IL
  • 02/2022 → 07/2022
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-02
  • S66 Uniform Combined State Law Examination
    2024-04-02

View on SEC IAPD

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