Carrie A Provenzano

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-05-05
NY	RA	APPROVED	2026-05-05
TX	RA	APPROVED	2026-05-05

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Purchase	NY	09/2023	09/2025
Ameriprise Financial - Quantumview Wealth Management	Valhalla	NY	01/2022	08/2023
St. Gregory The Great Preschool	Harrison	NY	09/2014	06/2020
Unemployed	Harrison	NY	07/2020	12/2021
Wells Fargo Clearing Services, Llc	Purchase	NY	09/2025	03/2026
Morgan Stanley	Stamford	CT	04/2026	Present

09/2023 → 09/2025

Morgan Stanley

Purchase, NY
01/2022 → 08/2023

Ameriprise Financial - Quantumview Wealth Management

Valhalla, NY
09/2014 → 06/2020

St. Gregory The Great Preschool

Harrison, NY
07/2020 → 12/2021

Unemployed

Harrison, NY
09/2025 → 03/2026

Wells Fargo Clearing Services, Llc

Purchase, NY
04/2026 → Present

Morgan Stanley

Stamford, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-22