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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-23
TX RA APPROVED 2025-06-23
  • CA RA
    APPROVED
    Since 2025-06-23
  • TX RA
    APPROVED
    Since 2025-06-23

Branch Locations

135 S State College Blvd Ste 550, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Irvine CA 12/2021 10/2024
American Air Balance Co. Placentia CA 12/2020 12/2021
A & B Hotel Management Placentia CA 07/2016 12/2020
Wells Fargo Clearing Services, Llc ( Brea CA 01/2025 Present
  • 12/2021 → 10/2024
    Irvine, CA
  • 12/2020 → 12/2021
    American Air Balance Co.
    Placentia, CA
  • 07/2016 → 12/2020
    A & B Hotel Management
    Placentia, CA
  • 01/2025 → Present
    Wells Fargo Clearing Services, Llc (
    Brea, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-22
S63 Uniform Securities Agent State Law Examination 2024-10-12
  • S65 Uniform Investment Adviser Law Examination
    2025-06-22
  • S63 Uniform Securities Agent State Law Examination
    2024-10-12
Other Names
  • Brenda Ortiz
  • Brenda Navarro
  • Brenda Ortiz

View on SEC IAPD

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