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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fox Holdings Inc Dba H&R Block | Bradford | PA | 01/2016 | Present |
| University Of Pittsburgh At Bradford | Bradford | PA | 08/2013 | 05/2021 |
| Jamestown Community College | Olean | NY | 08/2018 | 05/2021 |
| Norther Pa Regional College | Bradford | PA | 08/2019 | 12/2019 |
| Superuser Technologies | Bradford | PA | 05/2019 | 12/2020 |
| Cetera Advisor Networks | El Segundo | CA | 01/2022 | 07/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FOX HOLDINGS INC DBA H&R BLOCK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PLANNING START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: OFFICE MANAGER AND MASTER TAX ADVISOR APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PLAN, PREPARE AND ADVICE TAX CLIENTS; 2. NAME OF OTHER BUSINESS: FOX FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 5/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 4. NAME OF OTHER BUSINESS: BRADFORD AREA CHRISTIAN ACADEMY INC; INVESTMENT RELATED: NO; ADDRESS: 25 CHAMBERS ST, BRADFORD, PA 16701; NATURE OF BUSINESS: SCHOOL BOARD; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP IN THE GATHERING, ANALYZING AND DISCUSSION OF DECISIONS IN RELATION TO THE SCHOOL DEVELOPMENT COMMITTEE; 5. NAME OF OTHER BUSINESS: FRANCES SHERMAN AUXILIARY TO VFW POST 212; INVESTMENT RELATED: NO; ADDRESS: 94 BARBOUR ST, BRADFORD, PA 16701; NATURE OF BUSINESS: BOARD; START DATE: 8/2024; POSITION/TITLE/RELATIONSHIP: AUXILIARY MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER AUXILIARY MEMBER;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-21 |
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