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Oneamerica Securities, Inc. CRD 4173
$306M regulatory AUM 8,795 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One American Square, Indianapolis, IN 46282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 12/2021 | 07/2022 |
| Indiana University | Indianapolis | IN | 07/2021 | 11/2021 |
| Indiana University | Indianapolis | IN | 07/2018 | 07/2021 |
| Indiana University | Indianapolis | IN | 07/2016 | 07/2018 |
| Bank Of America, N.A. | Indianapolis | IN | 03/2022 | 07/2022 |
| American United Life | Indianapolis | IN | 08/2022 | Present |
| Oneamerica Securities | Indianapolis | IN | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-19 |
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