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Lake Oswego, OR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-26 |
| OR | RA | APPROVED | 2024-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | OR | 12/2021 | 11/2022 |
| Bank Of America N.A. | Portland | OR | 12/2021 | 11/2022 |
| Referral Resources, Llc | Portland | OR | 12/2020 | 12/2021 |
| Windermere Realty Trust | Portland | OR | 03/2019 | 11/2020 |
| Unemployed | Portland | OR | 03/2012 | 03/2019 |
| Maxiam Capital, Llc | Lake Oswego | OR | 02/2024 | Present |
| Hdr | Portland | OR | 01/2023 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-23 |
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