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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-28
PA RA APPROVED 2023-09-20
  • TX RA
    APPROVED
    Since 2023-09-28
  • PA RA
    APPROVED
    Since 2023-09-20

Branch Locations

475 Rolling Ridge Dr, State College, PA 16801 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated State College PA 12/2021 Present
Hotel State College And Company State College PA 11/2015 Present
Unemployed State College PA 10/2020 08/2021
Powdr - Woodward, Llc Woodward PA 05/2013 10/2020
Agua Vivir State College PA 10/2021 12/2021
  • 12/2021 → Present
    State College, PA
  • 11/2015 → Present
    Hotel State College And Company
    State College, PA
  • 10/2020 → 08/2021
    Unemployed
    State College, PA
  • 05/2013 → 10/2020
    Powdr - Woodward, Llc
    Woodward, PA
  • 10/2021 → 12/2021
    Agua Vivir
    State College, PA
Other Businesses

Name of the other business: Hotel State College & Company Whether the business is investment-related: NO Address of the other business: State College, PA 16801 Nature of the other business: Hospitality Your position: Server/Bartender Title, or relationship with the other business: Server/Bartender Start date of your relationship11/2015 Approximate number of hours/month you devote to the other business64 Number of hours you devote/month to the other business during securities trading hours0 Briefly describe your duties relating to the other business Serve customers beverages that they order. I*: 2198266 Entity Type: For Profit Name of OBA: Better Than Before Fitness Address: State College, PA 16801 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/17/2025 Number of Hours: 15 hrs wkly Number of Hours during trading: 0 Duties: Entity is an online health and fitness coaching business which I am the owner of

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-19
  • S66 Uniform Combined State Law Examination
    2023-09-19
Other Names
  • Brittany Jeannette Epps

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