Benjamin Charles Remsbecker

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-10-27
TX	RA	APPROVED	2023-10-26
RI	RA	APPROVED	2023-10-23

CT RA
APPROVED

Since 2023-10-27
TX RA
APPROVED

Since 2023-10-26
RI RA
APPROVED

Since 2023-10-23

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	12/2021	06/2023
Golfsmith	Seekonk	MA	03/2015	12/2016
Dick's Sporting Goods	Seekonk	MA	01/2017	03/2018
Bristol Community College	Fall River	MA	09/2012	05/2021
Worldwide Golf Shops - Golfer's Warehouse	Cranston	RI	03/2018	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	12/2021	Present
Bank Of America, N.A.	Lincoln	RI	10/2024	Present

12/2021 → 06/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
03/2015 → 12/2016

Golfsmith

Seekonk, MA
01/2017 → 03/2018

Dick's Sporting Goods

Seekonk, MA
09/2012 → 05/2021

Bristol Community College

Fall River, MA
03/2018 → Present

Worldwide Golf Shops - Golfer's Warehouse

Cranston, RI
12/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
10/2024 → Present

Bank Of America, N.A.

Lincoln, RI

Other Businesses

Name of the other businessGolfer's Warehouse Whether the business is investment-relatedNo Address of the other business Cranston, RI, 02920 Nature of the other businessGolf Retail Your positionClub Fitter/Salesman Title, or relationship with the other businessAssociate Start date of your relationship03/05/2018 Approximate number of hours/month you devote to the other business7 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessCustom fit customers to golf clubs, golf club repairs, sales

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-23

S66 Uniform Combined State Law Examination

2023-06-23